AML Control Walkthrough
Hands-on testing of customer due diligence files, alert handling, and escalation paths used by fintech compliance teams.
Audits for fintech · Taiwan
Findings packs that hold up when the examiner walks the floor.
Platform Data Connect reviews licensing evidence, control narratives, and case files for payment institutions, digital lenders, and securities-related fintechs preparing for supervisory visits or banking partners.
Flagship engagement
Regulatory Readiness Audit
Before a visit or partner-bank review, we map your policies to what staff actually do, sample CDD and exception files, and deliver a severity-ranked findings pack your compliance lead can work from.
- 3–5 week engagement for one entity and primary product line
- On-site interviews in Taiwan with remote document staging
- Written report plus one clarification call after delivery
Related audits
Work that sits beside the readiness review
Partner Bank Assurance Pack
Evidence assembly and narrative drafting for fintechs answering due-diligence questionnaires from correspondent banks.
Incident Response File Review
Independent reading of fraud, outage, or complaint incident files to judge completeness before internal audit or board reporting.
More client stories“Two findings were uncomfortable—our complaint timestamps were inconsistent—but we fixed them in time. The report read like something our own compliance lead would write, only stricter.”
How engagements run
A fixed sequence, not an open-ended review.
Scope call, evidence list, field interviews, draft findings, final pack. We work from one legal entity and one primary product line unless you commission a separate scope.
Open the engagement guidePreparing for a visit or a bank questionnaire?
Tell us your license type, product line, and timeline. We reply within two business days with a fee range and proposed start window.
Request an estimate